Regulation & Compliance

Contact MarketWatch

  • Phone: 800-537-3929
    Phone (Alt): 301-978-8500
    Fax: 301-978-8510

MarketWatch

The NASDAQ MarketWatch Department provides real-time surveillance for activity on the NASDAQ Stock Market, NASDAQ OMX BX and the NASDAQ Options Market to maintain an orderly marketplace and level playing field for investors, market participants and listed companies. In an effort to foster marketplace integrity, MarketWatch oversees the complete and timely disclosure of material information by NASDAQ-listed companies. In addition, MarketWatch monitors compliance with Exchange rules and policies through real-time surveillance of price and volume information reported by market participants in both equities and options transactions. The MarketWatch Department works closely with NASDAQ business lines and FINRA in an effort to provide fair and equitable regulation for the NASDAQ markets. When activity is suspected of being potentially in violation of Exchange rules and policies, MarketWatch refers the activity to FINRA's Market Regulation Department for further review and potential disciplinary action. Information received by MarketWatch is confidential and used strictly for regulatory purposes. MarketWatch implements fair and independent decisions within the scope of its authority and without influence from other NASDAQ departments.

Related Content

  • Companies should send advance notification of material news to NASDAQ MarketWatch via Electronic Disclosure.

  • For assistance, please contact MarketWatch at 800-537-3929 or 301-978-8500

    Open the Online Form

Electronic Disclosure

NASDAQ listed-companies are required to submit material disclosures to NASDAQ's MarketWatch Department using the Electronic Disclosure submission system. Listed companies use a fast online submission form to send Press Releases, 8K Filings, Conference Call Talking Points, and other Regulation FD-compliant documents directly to MarketWatch. MarketWatch does not accept material news disclosures by fax or phone except in emergency situations. You can access the online form via the link below. This process utilizes a secure connection and all data is encrypted. For your security, the online form requires entry of a displayed validation code for submission.

 Open the Online Form

System Requirements
In order to submit electronic disclosures to NASDAQ, your computer should meet these minimum standards:

  • Operating System: Windows 2000/2003/XP/Vista
  • Web Browser: Internet Explorer 5.5/6.0+